Unclaimed
Christopher Murray is a financial advisor currently affiliated with Hilltop Securities Inc. Christopher has been in the industry since 2008, and holds licenses to provide investment advice in several states, including California, Arizona, Colorado, Florida, Georgia, and many others. Christopher has experience working with individuals, corporations, and charitable organizations. Christopher's past affiliations include Edward Jones and Southwest Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
10/30/2018 - Present
Hilltop Securities Inc. (MONTEREY CA)
CO
09/25/2017 - 10/25/2018
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (Eagle CO)
CO
06/17/2013 - 09/19/2017
EDWARD JONES (EAGLE CO)
CO
08/20/2010 - 03/05/2012
SWS FINANCIAL SERVICES, INC. (EAGLE CO)
CA
12/02/2008 - 09/10/2010
SOUTHWEST SECURITIES, INC. (MONTEREY CA)
CA
10/13/2006 - 12/31/2008
M.L. STERN & CO., LLC. (CARMEL CA)
BOTH
Issued 11/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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