Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Modene is a financial professional with over 23 years of experience in the industry. Christopher is currently registered with Charles Schwab & CO., Inc. in Lone Tree, Colorado. Prior to joining Charles Schwab, Christopher was associated with RBC CAPITAL MARKETS, LLC in Minneapolis, Minnesota. Christopher holds several licenses and certifications including Series 4, 7, 55, 57TO, and 63. Christopher specializes in providing investment advisory services and financial planning to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/05/2024 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
MN
07/08/2016 - 06/29/2023
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
07/12/2011 - 07/19/2016
FELTL & COMPANY (PLYMOUTH MN)
MN
09/18/2009 - 07/18/2011
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
02/06/2004 - 12/21/2007
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
NY
06/23/1999 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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