Unclaimed
Christopher Mitrovich is a financial professional with over 14 years of experience in the industry. Christopher is currently registered with Nylife Distributors LLC, which is a firm based in New York, NY. Christopher holds Series 7, 7TO, 63, 66 and SIE licenses. Christopher has previously held positions at TSSP BD, LLC, ALPS DISTRIBUTORS, INC., NEUBERGER BERMAN LLC and LEHMAN BROTHERS INC. Christopher is registered to provide securities advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2021 - Present
Nylife Distributors LLC (New York NY)
NY
04/22/2016 - 02/27/2017
TSSP BD, LLC (New York NY)
NY
12/13/2011 - 04/25/2016
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
05/15/2007 - 11/15/2011
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
11/01/2005 - 05/17/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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