Unclaimed
Christopher Dean is a financial advisor with Cambridge Investment Research, Inc., a firm specializing in financial services. Christopher has been in the financial services industry since 1984. Christopher is registered with the state of Arizona. Christopher holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/16/2010 - Present
Cambridge Investment Research, Inc. (PHOENIX AZ)
AZ
12/03/2008 - 08/17/2010
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
01/20/1994 - 12/04/2008
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
MA
04/30/1990 - 01/14/1994
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
11/05/1986 - 03/05/1990
SMA EQUITIES, INC.
MA
09/13/1984 - 03/05/1990
SMA EQUITIES, INC. (WORCESTER MA)
NA
05/15/1984 - 09/10/1984
NML EQUITY SERVICES, INC.
BC
Issued 12/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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