Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Millar is an investment advisor representative registered with HSBC Securities (USA) Inc.. Christopher has been active in the financial services industry since June 12, 2010. Christopher has a Series 7, Series 31, Series 66, and SIE licenses. Christopher is registered with the state of New York for investment advisory services and also registered in other states for broker-dealer activities. Christopher has also previously worked for J.P. Morgan Securities LLC, Morgan Stanley, and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/02/2022 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
FL
08/21/2018 - 09/16/2019
MORGAN STANLEY (VERO BEACH FL)
NY
01/23/2013 - 05/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/09/2010 - 12/14/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
03/31/2010 - 11/01/2010
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
06/01/2009 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
07/08/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NC
05/19/2004 - 06/27/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
11/28/2002 - 07/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2003
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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