Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Miles Carter is an investment advisor representative and a registered representative at LPL Financial LLC. Christopher has been in the financial services industry since 2010 and holds multiple licenses including Series 6, Series 7, Series 63, and Series 66. Christopher has experience working with both individual and institutional clients. Christopher is also a licensed insurance agent in California and Florida. Christopher has worked with J.P. Morgan Securities LLC and Chase Investment Services Corp. in the past. Christopher currently works out of the LPL Financial LLC's office in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2024 - Present
LPL Financial LLC (SAN FRANCISCO CA)
CA
10/01/2012 - 06/08/2018
J.P. MORGAN SECURITIES LLC (DALY CITY CA)
CA
08/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALY CITY CA)
BOTH
Issued 08/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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