Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Watroba is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Christopher has been in the securities industry since August 30, 2001. Christopher is registered with the state of Massachusetts as an investment advisor representative (IAR). The advisor has been registered with the state of Massachusetts as an IAR since January 20, 2006. Christopher is also registered with the state of Massachusetts as a broker-dealer (BD). The advisor has been registered with the state of Massachusetts as a BD since January 17, 2002. The advisor has also passed several industry exams, including the Series 63, Series 65, Series 7, and Series 6 exams. Christopher is currently registered in 25 states, including Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Dakota, Texas, Vermont, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
01/20/2006 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD MA)
IA
Issued 12/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 8/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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