Unclaimed
Christopher Watroba is a financial advisor with Northwestern Mutual Investment Services, LLC. Christopher has over 20 years of experience in the financial services industry. He is a registered representative in 25 states and holds several industry licenses, including Series 6, 7, 63, and 65. Christopher has a proven track record of success in helping clients achieve their financial goals. He is committed to providing personalized financial advice and guidance. Christopher is passionate about helping individuals and families achieve their financial dreams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
01/20/2006 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD MA)
IA
Issued 12/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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