Unclaimed
Christopher Michael Walters is a financial advisor with Janney Montgomery Scott LLC in Roanoke, Virginia. Christopher Walters has over 18 years of experience in the financial services industry. Christopher Michael Walters is registered to provide investment advice in 24 states and holds Series 7, 9, and 66 licenses. Christopher Michael Walters is also registered with FINRA and the state of Virginia. In addition to his work at Janney Montgomery Scott LLC, Christopher Walters is also involved in several community organizations, including the Sigma Chi Foundation Board of Governors, the Roanoke College President's Advisory Board, and the Horizons Huntsman Leadership Summit.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
07/20/2021 - Present
Janney Montgomery Scott LLC (Roanoke VA)
VA
02/17/2021 - 07/20/2021
TRUIST INVESTMENT SERVICES, INC. (ROANOKE VA)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
01/09/2009 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ROANOKE VA)
VA
08/26/2005 - 01/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROANOKE VA)
NJ
01/31/2005 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 02/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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