Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Michael Walters

Janney Montgomery Scott LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Michael Walters

Christopher Michael Walters is a financial advisor with Janney Montgomery Scott LLC in Roanoke, Virginia. Christopher Walters has over 18 years of experience in the financial services industry. Christopher Michael Walters is registered to provide investment advice in 24 states and holds Series 7, 9, and 66 licenses. Christopher Michael Walters is also registered with FINRA and the state of Virginia. In addition to his work at Janney Montgomery Scott LLC, Christopher Walters is also involved in several community organizations, including the Sigma Chi Foundation Board of Governors, the Roanoke College President's Advisory Board, and the Horizons Huntsman Leadership Summit.

Firm Information

Christopher Walters is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee plus commission

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Walters’s Registration & Firm History

VA

07/20/2021 - Present

Janney Montgomery Scott LLC (Roanoke VA)

VA

02/17/2021 - 07/20/2021

TRUIST INVESTMENT SERVICES, INC. (ROANOKE VA)

VA

01/02/2013 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

VA

01/09/2009 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (ROANOKE VA)

VA

08/26/2005 - 01/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROANOKE VA)

NJ

01/31/2005 - 09/22/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

Not sure if Christopher Michael Walters is right for you?

Licenses & Designations

BOTH

Issued 02/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Michael Walters. Review regulatory record here.
Not sure if Christopher Michael Walters is right for you?