Unclaimed
Christopher Michael Torres is a financial advisor with over 15 years of experience in the industry. Christopher is currently registered with Robert W. Baird & Co. Inc. and has been registered with the firm since December 2011. Prior to that, Christopher was employed with UBS Financial Services Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Christopher has a wide range of experience and expertise in financial services and is licensed to sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
12/22/2011 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
NY
02/18/2011 - 12/21/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
07/27/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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