Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Thompson is a securities professional with over 28 years of experience in the financial services industry. Christopher is currently registered with Mutual of America Securities LLC as a Registered Representative. Christopher has been registered with FINRA as an Investment Company/Variable Contracts Representative and has passed the Series 6 and Series 26 exams. Christopher also holds a Series 63 license and has passed the Securities Industry Essentials (SIE) Exam and Operations Professional Exam (Series 99TO). Prior to joining Mutual of America Securities LLC, Christopher was a registered representative with Mutual of America Life Insurance Company. Christopher’s experience includes a variety of financial services products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/30/1996 - Present
Mutual OF America Securities LLC (HOUSTON TX)
TX
04/20/1994 - 11/23/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (HOUSTON TX)
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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