Unclaimed
Christopher Michael Taff is a registered representative associated with Vanguard Marketing Corp. Christopher has been in the securities industry for over two years. Christopher's registration is active in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Christopher has passed the Series 7TO and SIE exams. Christopher previously worked at MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/20/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
06/17/2021 - 01/04/2022
MORGAN STANLEY (Gilbert AZ)
BC
Issued 12/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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