Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sullivan is a financial professional with over 11 years of experience in the securities industry. Christopher Sullivan is currently registered with Maxim Group LLC, a firm that provides a wide range of financial services. Christopher Sullivan is licensed in 12 states and holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses. Prior to joining Maxim Group LLC, Christopher Sullivan was employed with HFP Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/05/2012 - Present
Maxim Group LLC (Ft Lauderdale FL)
NY
03/04/2011 - 05/31/2011
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 03/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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