Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Soto is a registered representative with Vanguard Marketing Corp. based in Scottsdale, Arizona. Christopher has been in the securities industry since January 7, 2015. He has licenses in Series 6, 7, and 63 and is registered to sell securities in 53 states and territories. Previously Christopher worked for CHARLES SCHWAB & CO., INC. in Westlake, Texas from March 8, 2001, to July 5, 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
05/07/2015 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
TX
03/08/2001 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 05/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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