Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Shay is a financial advisor with over 28 years of experience in the industry. Christopher is currently registered with Carty & Company, Inc. in Denver, Colorado. Christopher has passed the Series 63, 7, 7TO, and SIE exams. Christopher has been registered in 12 states, and has previously worked for UMB FINANCIAL SERVICES, INC., and GEORGE K. BAUM & COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/12/2024 - Present
Carty & Company, Inc. (Denver CO)
MO
09/28/2021 - 02/14/2023
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CO
05/31/1994 - 09/30/2019
GEORGE K. BAUM & COMPANY (DENVER CO)
MO
11/25/1991 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BC
Issued 02/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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