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Christopher Michael Sevak

Northwestern Mutual Investment Services, LLC

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About Christopher Michael Sevak

Christopher Sevak is a financial advisor with Northwestern Mutual Investment Services, LLC. Christopher has been in the financial industry since 1999 and has a broad range of experience in the industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24 and Series 63 licenses. Christopher is also licensed in all 50 states. Christopher is dedicated to providing clients with personalized financial advice to help them achieve their financial goals.

Firm Information

Christopher Sevak is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Sevak’s Registration & Firm History

TX

02/04/2019 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

TX

08/13/2009 - 11/14/2018

NYLIFE SECURITIES LLC (PLANO TX)

NY

08/30/2002 - 07/06/2009

M&T SECURITIES, INC. (SYRACUSE NY)

NY

10/18/1999 - 04/23/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

IA

Issued 07/25/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Christopher Michael Sevak. Review regulatory record here.
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