Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rowe is a financial advisor with Glendale Securities, Inc. Christopher holds Series 7, 9, 10, 24, 55, 57, 66, 79, 99, and SIE licenses. Christopher has been in the securities industry since February 16, 2009. Christopher has experience working with clients at Mundiale Financial Group, LLC, Zecco Trading, Inc., and Western International Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/30/2013 - Present
Glendale Securities, Inc. (SHERMAN OAKS CA)
NY
01/14/2016 - 03/02/2017
MUNDIAL FINANCIAL GROUP, LLC (NEW YORK NY)
CA
06/19/2009 - 10/17/2011
ZECCO TRADING, INC. (GLENDALE CA)
CA
07/15/2008 - 06/08/2009
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
BOTH
Issued 05/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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