Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rivard is a financial professional with over 10 years of experience in the industry. Christopher holds licenses to operate in Florida, and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Christopher worked at Deutsche Bank Securities Inc. and Fidelity Brokerage Services LLC. Christopher has a broad range of experience in the financial services industry, including securities, investment advisory, and financial planning. Christopher has earned numerous professional designations, including Series 4, 7, 9, 10 and SIE. Christopher's current employer, Merrill Lynch, Pierce, Fenner & Smith Inc., is a leading financial services firm with over $1 trillion in assets under management. The firm offers a wide range of financial products and services to individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/05/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
06/27/2023 - 02/21/2024
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
05/07/2018 - 01/23/2023
DWS DISTRIBUTORS, INC. (JACKSONVILLE FL)
FL
01/23/2018 - 05/07/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
09/30/2010 - 08/08/2017
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 10/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/11/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2013
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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