Unclaimed
Christopher Peters is a financial advisor registered with Janney Montgomery Scott LLC, with over 15 years of experience in the industry. Christopher works in the West Hartford, CT office and is registered to provide investment advisory services in several states. Previously, Christopher worked with Wells Fargo Clearing Services, LLC. Christopher is a Series 7 and Series 66 licensed representative and holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
07/20/2017 - Present
Janney Montgomery Scott LLC (WEST HARTFORD CT)
CT
10/31/2007 - 07/24/2017
WELLS FARGO CLEARING SERVICES, LLC (WEST HARTFORD CT)
BOTH
Issued 11/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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