Unclaimed
Christopher Michael Pekala is an Investment Advisor Representative with Ameriprise Financial Services, LLC, in East Hartford, Connecticut. He is a registered representative with Financial Industry Regulatory Authority (FINRA) and holds a Series 66 license. Christopher joined Ameriprise Financial Services, LLC, in March 2020. Prior to that, he was with Ameriprise Financial Services, Inc., in East Hartford, Connecticut, where he served as an investment advisor representative from September 2005. Christopher is a well-seasoned professional in the financial services industry and provides a range of services to clients, including financial planning, asset allocation, and portfolio management. Christopher has been registered with the Securities and Exchange Commission (SEC) since 1994 and is currently active in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
09/19/2013 - Present
Ameriprise Financial Services, LLC (East Hartford CT)
MN
07/13/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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