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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Ortiz is a Registered Representative and Investment Advisor Representative associated with Arete Wealth Advisors, LLC. Christopher Michael Ortiz has been in the industry since March 27, 1998, and is currently registered in 52 states and 4 jurisdictions for both broker-dealer and investment advisory services. Christopher Michael Ortiz has previous experience with National Securities Corporation, Continental Broker-Dealer Corp., Global Capital Securities Corporation, Seaboard Securities, Inc., VTR Capital, Inc., and The J.B. Sutton Group, LLC. Christopher Michael Ortiz holds Series 4, 7, 24, 63, 65, 66, 79TO, 99TO, and SIE licenses and is currently associated with Arete Wealth Advisors, LLC, and FINCADIA LLC, FINCADIA CAPITAL PARTNERS LLC, and FINCADIA WEALTH MANAGEMENT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
NY
07/20/2022 - Present
Arete Wealth Advisors, LLC (Melville NY)
NY
01/27/2004 - 07/21/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
12/22/2000 - 01/29/2004
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
CO
09/28/1999 - 01/02/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NJ
11/21/1997 - 10/09/1998
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
05/06/1997 - 11/19/1997
VTR CAPITAL, INC. (NEW YORK NY)
NY
04/02/1997 - 04/29/1997
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
BOTH
Issued 10/29/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/17/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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