Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael O'Connor is a financial advisor at Pruco Securities, LLC. Christopher has been in the financial services industry since January 14, 2024. Christopher holds the Series 63, Series 6TO and SIE licenses and is registered in Indiana and Washington. Previously, Christopher worked at Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IN
06/25/2024 - Present
Pruco Securities, LLC (INDIANAPOLIS IN)
IN
12/13/2023 - 05/22/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Indianapolis IN)
BC
Issued 12/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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