Unclaimed
Christopher Noonan is a financial advisor with LPL Financial LLC. Christopher has been in the financial services industry since 2004 and is licensed in New York, New Jersey and is a Registered Investment Advisor in New York. Christopher has experience in investment management, financial planning, and retirement planning. Christopher has a strong commitment to providing his clients with personalized financial advice and helping them achieve their financial goals. Christopher has held previous roles with Cambridge Investment Research, Inc., Oneida Wealth Management, Inc., Cadaret, Grant & Co., Inc., Ameritas Investment Corp., Diversified Investors Securities Corp., GWFS Equities, Inc. and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (ALBANY NY)
NY
08/16/2016 - 11/12/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (ALBANY NY)
NY
12/16/2015 - 08/31/2016
LPL FINANCIAL LLC (SLINGERLANDS NY)
NY
12/23/2014 - 11/04/2015
LPL FINANCIAL LLC (NORWICH NY)
NY
04/10/2014 - 01/05/2015
ONEIDA WEALTH MANAGEMENT, INC. (SYRACUSE NY)
NY
01/16/2014 - 09/23/2014
CADARET, GRANT & CO., INC. (DELMAR NY)
NE
11/08/2012 - 10/09/2013
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NY
04/03/2006 - 05/22/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (DELMAR NY)
CO
12/03/2004 - 02/16/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
02/09/2004 - 08/30/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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