Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Morris has over 20 years of experience in the financial services industry. Christopher has held a variety of roles at firms such as J.P. Morgan Securities Inc., TD Waterhouse Investor Services, Inc., and J.P. Morgan Clearing Corp. Christopher is currently registered with Pershing LLC, and holds a variety of licenses and certifications. Christopher is a Series 7, Series 9, Series 10, Series 52, and Series 99 registered representative. Christopher is also licensed as a securities agent in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/18/2016 - Present
Pershing LLC (JERSEY CITY NJ)
NY
09/19/2013 - 01/22/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/07/2014 - 04/18/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/17/2006 - 09/17/2012
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
03/17/2006 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
NE
04/13/2000 - 02/06/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 09/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2002
Series 4 - Registered Options Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Morris is the right advisor for you? Invested Better is here to help.
