Unclaimed
Christopher McManis is a financial professional with over 25 years of experience in the financial services industry. Christopher holds a Series 6, 7, 9, 10, 24, 63, and 65 licenses. Christopher is currently registered with Fidelity Brokerage Services LLC. Prior to this, Christopher was registered with National Financial Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/01/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
07/18/2013 - 12/31/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
10/23/2009 - 01/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
11/02/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
MA
10/20/2004 - 04/01/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/01/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
09/25/1996 - 08/31/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
NJ
11/16/1995 - 09/24/1996
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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