Unclaimed
Christopher McLaughlin is a financial advisor at Raymond James & Associates, Inc. with over 25 years of experience in the industry. Christopher has a strong track record of helping clients achieve their financial goals. Christopher holds the Series 7 and Series 63 licenses and is registered in Louisiana and Texas. He is also a Registered Investment Advisor. Christopher is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
03/13/2018 - Present
Raymond James & Associates, Inc. (NEW ORLEANS LA)
LA
05/09/2001 - 09/19/2017
FBT INVESTMENTS, INC. (NEW ORLEANS LA)
LA
10/26/2000 - 05/09/2001
SISUNG SECURITIES CORPORATION (NEW ORLEANS LA)
WI
02/24/2000 - 10/30/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
CO
02/15/1996 - 02/24/2000
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
IA
07/08/1994 - 03/07/1996
DICKINSON & CO. (DES MOINES IA)
NA
10/08/1993 - 07/26/1994
F.N. WOLF & CO., INC.
BC
Issued 07/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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