Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher McCarty is a financial professional with over 30 years of experience in the industry. Christopher is currently registered with UMB Financial Services, Inc. and is based in Dallas, Texas. Christopher has a strong background in the financial services industry and holds licenses and certifications in multiple areas, including Series 7, Series 24, Series 52, and Series 63. Christopher is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/06/2022 - Present
UMB Financial Services, Inc. (Dallas TX)
CA
05/02/2011 - 11/18/2022
MESIROW FINANCIAL, INC. (SAN FRANCISCO CA)
CA
11/28/2008 - 05/09/2011
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
05/20/1996 - 08/07/2008
BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)
NY
06/15/1995 - 06/04/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/07/1993 - 02/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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