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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mazza is an investment advisor representative with Wells Fargo Clearing Services, LLC. Christopher has been in the financial services industry for over 30 years. Christopher has a broad range of experience working with individual investors and business owners. Christopher is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in several states. Christopher holds the Series 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/07/2017 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
01/01/1998 - 09/18/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
NA
10/12/1994 - 01/01/1998
NATIONSSECURITIES
MO
11/05/1992 - 10/13/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/25/1992 - 10/29/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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