Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Marshall is a financial advisor with over 10 years of experience in the industry. Christopher is currently registered with Pacific Select Distributors, LLC and holds Series 6, 7, 63 and SIE licenses. Christopher has previously been employed by AXA Advisors, LLC, Princor Financial Services Corporation, New England Securities, Transamerica Capital, Inc., CUSO Financial Services, L.P. and Waddell & Reed, Inc. Christopher is a licensed investment advisor representative in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
07/28/2015 - Present
Pacific Select Distributors, LLC (OMAHA NE)
NE
04/15/2014 - 05/05/2015
AXA ADVISORS, LLC (OMAHA NE)
NE
11/16/2012 - 03/18/2014
PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)
NE
03/27/2012 - 11/05/2012
NEW ENGLAND SECURITIES (OMAHA NE)
CO
02/29/2008 - 05/15/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
08/21/2007 - 02/01/2008
CUSO FINANCIAL SERVICES, L.P. (LITTLETON CO)
CO
11/28/2006 - 08/27/2007
MML INVESTORS SERVICES, INC. (DENVER CO)
CO
12/06/2005 - 12/04/2006
WADDELL & REED, INC. (DENVER CO)
BC
Issued 05/24/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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