Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mandozzi is a financial advisor with Truist Securities, Inc. Christopher has been in the financial services industry since 2008. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 63, 79TO and SIE licenses. Christopher is registered to conduct business in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2020 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
07/22/2010 - 07/16/2020
WELLS FARGO SECURITIES, LLC (New York NY)
NY
04/08/2010 - 08/04/2010
AMERICAN MEDTECH ADVISORS, LLC (NEW YORK NY)
NY
12/17/2009 - 04/13/2010
SOURCE CAPITAL GROUP, INC. (NEW YORK NY)
NY
02/12/2008 - 03/06/2009
THINKEQUITY LLC (NEW YORK NY)
BC
Issued 01/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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