Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Loh is a financial professional with over 25 years of experience in the securities industry. Christopher is currently registered with Tradition Securities and Derivatives LLC and holds Series 7, Series 24, Series 63 and SIE licenses. Christopher has previously been registered with M.W. Marshall Securities, L.L.C and SBT Investors Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/1999 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/19/1998 - 12/18/1998
M.W. MARSHALL SECURITIES, L.L.C (NEW YORK NY)
NA
06/23/1987 - 11/22/1988
SBT INVESTORS BROKERAGE SERVICES, INC.
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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