Unclaimed
Christopher Levin is a financial professional with over 25 years of experience in the industry. Christopher is currently registered with Loop Capital Markets LLC, a firm that provides investment banking and securities brokerage services. Christopher has a strong track record in the financial industry, holding multiple professional licenses and certifications, including Series 3, 7, 24, 55, 57TO, 62, 63, and 99TO. Prior to joining Loop Capital Markets LLC, Christopher worked at Jefferies & Company, Inc., Knight Capital Markets, LLC, TradeTech Securities L.P., and The Third Market Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
12/19/2005 - Present
Loop Capital Markets LLC (CHICAGO IL)
NY
02/17/2005 - 12/19/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
11/08/1997 - 05/14/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
IL
06/26/1997 - 11/08/1997
TRADETECH SECURITIES L.P. (CHICAGO IL)
IL
03/01/1996 - 07/15/1997
THE THIRD MARKET CORP. (CHICAGO IL)
BC
Issued 02/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/29/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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