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Christopher Michael Levin

Loop Capital Markets LLC

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About Christopher Michael Levin

Christopher Levin is a financial professional with over 25 years of experience in the industry. Christopher is currently registered with Loop Capital Markets LLC, a firm that provides investment banking and securities brokerage services. Christopher has a strong track record in the financial industry, holding multiple professional licenses and certifications, including Series 3, 7, 24, 55, 57TO, 62, 63, and 99TO. Prior to joining Loop Capital Markets LLC, Christopher worked at Jefferies & Company, Inc., Knight Capital Markets, LLC, TradeTech Securities L.P., and The Third Market Corp.

Firm Information

Christopher Levin is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Christopher Levin’s Registration & Firm History

IL

12/19/2005 - Present

Loop Capital Markets LLC (CHICAGO IL)

NY

02/17/2005 - 12/19/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

11/08/1997 - 05/14/2004

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

IL

06/26/1997 - 11/08/1997

TRADETECH SECURITIES L.P. (CHICAGO IL)

IL

03/01/1996 - 07/15/1997

THE THIRD MARKET CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2006

Series 3 - National Commodity Futures Examination

BC

Issued 07/13/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/29/1996

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Michael Levin.
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