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Christopher Michael Komnick

Charles Schwab & CO., Inc.

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About Christopher Michael Komnick

Christopher Komnick is a financial professional with over 14 years of experience in the industry. Christopher is currently registered with Charles Schwab & Co., Inc. in Lone Tree, CO. Christopher has passed the Series 63, Series 7, Series 9, Series 10, Series 55 and Series 57TO exams. Christopher is also registered in 53 states and territories. Prior to joining Charles Schwab & Co., Inc., Christopher worked at ASSENT LLC in Scottsdale, AZ.

Firm Information

Christopher Komnick is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Komnick’s Registration & Firm History

CO

09/14/2011 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

AZ

06/19/2008 - 05/14/2010

ASSENT LLC (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 07/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/09/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Michael Komnick.
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