Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Neal is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since April 2024. Christopher Neal has Series 7, 63, and 66 licenses. Christopher Neal is also registered as an Investment Advisor Representative with the state of Florida and holds a Series 66 license. Christopher Neal is affiliated with the Naples and Cape Coral, FL branch offices of Wells Fargo Clearing Services, LLC. Christopher Neal provides financial planning services to individuals, corporations and other business entities. Christopher Neal is also the sole owner of EV & EM LLC DBA AVENTUS REAL ESTATE, an investment related business located in Cape Coral, Florida. Christopher Neal has been active in the financial services industry for over 9 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2024 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
BOTH
Issued 07/31/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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