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Christopher Michael Hartmann

State Street Global Advisors Funds Distributors, LLC

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About Christopher Michael Hartmann

Christopher Hartmann is a registered representative with State Street Global Advisors Funds Distributors, LLC. Christopher has been in the financial services industry for over 10 years. Christopher is a Series 7 and Series 63 licensed representative. Christopher is currently registered in 52 states and the District of Columbia. Previous employment includes Northern Trust Securities, Inc. and Vanguard Marketing Corporation.

Firm Information

Christopher Hartmann is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Hartmann’s Registration & Firm History

MA

05/13/2024 - Present

State Street Global Advisors Funds Distributors, LLC (BOSTON MA)

AZ

05/12/2015 - 03/18/2024

NORTHERN TRUST SECURITIES, INC. (Tempe AZ)

AZ

08/06/2013 - 05/12/2015

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Michael Hartmann.
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