Unclaimed
Christopher Hartmann is a registered representative with State Street Global Advisors Funds Distributors, LLC. Christopher has been in the financial services industry for over 10 years. Christopher is a Series 7 and Series 63 licensed representative. Christopher is currently registered in 52 states and the District of Columbia. Previous employment includes Northern Trust Securities, Inc. and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/13/2024 - Present
State Street Global Advisors Funds Distributors, LLC (BOSTON MA)
AZ
05/12/2015 - 03/18/2024
NORTHERN TRUST SECURITIES, INC. (Tempe AZ)
AZ
08/06/2013 - 05/12/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Hartmann is the right advisor for you? Invested Better is here to help.