Unclaimed
Christopher Michael Grode is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Christopher has been working in the securities industry since 1986. Christopher is registered to provide investment advice in Wisconsin. Christopher is also a registered representative with Wells Fargo Clearing Services, LLC. Christopher has been registered in Wisconsin since 2009. Christopher is registered in a number of other states as a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/24/2009 - Present
Wells Fargo Clearing Services, LLC (LA CROSSE WI)
NA
09/06/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/29/1987 - 09/21/1988
PIPER, JAFFRAY & HOPWOOD INCORPORATED
NA
12/24/1986 - 01/21/1987
IDS MARKETING CORPORATION
NA
05/21/1986 - 12/12/1986
VAN CLEMENS & CO. INCORPORATED
IA
Issued 07/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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