Unclaimed
Christopher Glad is a Financial Advisor at Houlihan Lokey Capital, Inc. Christopher Glad has been in the industry since 2008 and is registered with the state of Illinois. Christopher Glad has passed Series 7, 79TO, SIE, 63 and 24 exams. Christopher Glad is currently active with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/03/2008 - Present
Houlihan Lokey Capital, Inc. (CHICAGO IL)
BC
Issued 09/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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