Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gioia is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Rabo Securities USA, Inc. in New York. Christopher has previously held positions with SG Americas Securities, LLC and SG Cowen Securities Corporation. Christopher holds a Series 7, Series 55, Series 57TO, Series 79TO, and Series 63 license. Christopher is also registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2008 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
04/26/2004 - 01/25/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
03/28/2000 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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