Unclaimed
Christopher Ganoe is a financial advisor with LPL Financial LLC. Christopher has over 20 years of experience in the financial services industry and is registered to provide investment advice in South Carolina. Christopher holds several licenses and certifications, including the Series 65, Series 66, Series 4, Series 53, Series 24, Series 52TO, SIE and Series 7 exams. Christopher is a member of the Financial Industry Regulatory Authority (FINRA). Christopher's experience includes working with SunTrust Investment Services, Inc., M&T Securities, Inc., AllFirst Brokerage Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/10/2004 - 08/15/2013
SUNTRUST INVESTMENT SERVICES, INC. (HUNTERSVILLE NC)
MD
05/01/2003 - 06/08/2004
M&T SECURITIES, INC. (BALTIMORE MD)
MD
09/04/2002 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
MN
08/11/2000 - 11/30/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/11/2000 - 11/30/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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