Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Foci is a registered representative at Neuberger Berman BD LLC. Christopher Michael Foci's registration with the state of New York was approved on August 17, 2023. Christopher Michael Foci has a total of 4 exams, including Series 7TO, Series 6TO, and Series 63. Christopher Michael Foci has a total of 1 current employment, currently at Neuberger Berman BD LLC. Christopher Michael Foci has been in the financial industry for 1 year as of June 25, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/26/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 08/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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