Unclaimed
Christopher Fitzpatrick is a registered representative at Deutsche Bank Securities Inc. with over 10 years of experience in the financial services industry. Christopher has held previous positions at UBS Securities LLC, TD Securities (USA) LLC, TJM Investments, LLC, and Unicredit Capital Markets LLC. Christopher holds Series 3, 7, 24, 63, and SIE licenses and is registered in all 50 states and U.S. territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/15/2023 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
08/26/2021 - 11/13/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
11/08/2016 - 08/20/2021
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
08/01/2016 - 11/11/2016
TJM INVESTMENTS, LLC (New York NY)
NY
05/02/2013 - 02/29/2016
UNICREDIT CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 08/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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