Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Finney has been a registered investment advisor since 2006. Christopher holds Series 6, 7, 63 and 65 licenses and the SIE exam certification. Currently, Christopher is a Registered Representative with LPL Financial LLC. In addition to being registered with LPL Financial LLC, Christopher has been previously registered with Cetera Investment Services LLC, Securities America, Inc., Wells Fargo Advisors, LLC, and First Citizens Investor Services, Inc. Christopher works with individuals, high net worth individuals, corporations or other businesses, charitable organizations, pension and profit sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/26/2018 - Present
LPL Financial LLC (WEST JEFFERSON NC)
NC
03/21/2017 - 03/01/2018
CETERA INVESTMENT SERVICES LLC (BOONE NC)
NC
01/02/2014 - 03/21/2017
SECURITIES AMERICA, INC. (BOONE NC)
NC
03/11/2011 - 01/02/2014
WELLS FARGO ADVISORS, LLC (NORTH WILKESBORO NC)
NC
03/14/2006 - 03/11/2011
FIRST CITIZENS INVESTOR SERVICES, INC. (NORTH WILKESBORO NC)
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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