Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Ferlauto is a securities professional with over 20 years of experience in the industry. Christopher currently works at Tradition Securities And Derivatives LLC, having joined the firm in 2016. Prior to that, Christopher held positions at TFS Derivatives Corporation, Tradition Asiel Securities Inc., Lek Securities Corporation, LL Partners, Inc., and Albert Fried & Company, LLC. Christopher is licensed in several states, including California, Colorado, Connecticut, Georgia, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Hampshire, New Jersey, New York, Ohio, Oklahoma, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/07/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/06/2011 - 04/22/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
07/25/2007 - 07/14/2011
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
03/31/2006 - 07/09/2007
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
06/20/2003 - 07/09/2007
LL PARTNERS, INC. (NEW YORK NY)
NY
01/03/2005 - 03/30/2006
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
03/31/2004 - 01/03/2005
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
08/11/2004 - 09/23/2004
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
12/17/2002 - 02/05/2003
LL PARTNERS, INC. (NEW YORK NY)
NY
05/21/2002 - 09/20/2002
LL PARTNERS, INC. (NEW YORK NY)
NY
06/04/2001 - 08/30/2001
LL PARTNERS, INC. (NEW YORK NY)
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2003
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
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FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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