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Christopher Michael Dukes

Westpark Capital, Inc.

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About Christopher Michael Dukes

Christopher Dukes is a financial advisor with over 15 years of experience in the industry. Christopher currently works at Westpark Capital, Inc. where Christopher provides portfolio management for individuals and selection of other advisors. Christopher is licensed in several states and has a diverse set of credentials, including Series 6, 7, 62, and 66 licenses as well as the SIE.

Firm Information

Christopher Dukes is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Dukes’s Registration & Firm History

CA

11/14/2017 - Present

Westpark Capital, Inc. (Westlake Village CA)

CA

09/16/2010 - 11/13/2017

VFG SECURITIES, INC. (Thousand Oaks CA)

CA

04/03/2017 - 06/14/2017

NIAGARA INTERNATIONAL CAPITAL LIMITED (THOUSAND OAKS CA)

CA

05/23/2007 - 10/12/2010

WOODSTOCK FINANCIAL GROUP, INC. (CANOGA PARK CA)

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Licenses & Designations

BOTH

Issued 06/23/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/17/2008

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 05/22/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Christopher Michael Dukes. Review regulatory record here.
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