Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dowd is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Needham & Company, LLC and has also previously been registered with Waterhouse Securities, Inc. and Gaines, Berland Inc. Christopher holds FINRA Series 7, 24, and 63 licenses, as well as the SIE. Christopher Dowd has been registered in several states throughout the United States and is currently registered in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
10/22/1998 - Present
Needham & Company, LLC (NEW YORK NY)
NE
11/19/1997 - 09/28/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
05/22/1997 - 08/19/1997
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 06/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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