Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dalton is a financial professional with over 30 years of experience in the industry. He has held positions at several firms including TD Ameritrade, Inc., Cantor Fitzgerald & Co., and Charles Schwab & Co., Inc.. Christopher is currently registered with Charles Schwab & Co., Inc. and TD Ameritrade Clearing, Inc. and is licensed in 53 states. Christopher holds Series 7, 55, 57TO, and SIE licenses. Christopher is a dedicated financial professional who is committed to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
04/25/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
CA
08/29/2018 - 05/19/2024
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
12/09/2019 - 12/18/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
10/30/2019 - 11/29/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
CT
10/05/2001 - 11/03/2017
CANTOR FITZGERALD & CO. (DARIEN CT)
CA
09/01/1998 - 08/24/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
08/12/1996 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
NY
12/15/1994 - 06/07/1996
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/07/1993 - 12/20/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
TX
08/21/1992 - 01/25/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
07/26/1990 - 01/27/1992
ROSE SECURITIES CORPORATION
NA
07/14/1988 - 01/10/1990
PROFESSIONAL ASSET SECURITIES, INC.
NA
05/14/1988 - 07/11/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/22/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 02/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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