Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Corcoran is a registered representative with Stifel, Nicolaus & Company, Inc. with over 14 years of experience in the securities industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 63, and Series 79TO license. Christopher specializes in providing financial advice and portfolio management for individuals, businesses, and pooled investment vehicles. Christopher has been registered with Stifel, Nicolaus & Company, Inc. since April 2022. Previously, Christopher was registered with Vining-Sparks IBG, LLC from June 2009 to April 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
06/24/2009 - 04/22/2022
VINING-SPARKS IBG, LLC (CHARLOTTE NC)
BC
Issued 06/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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