Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Conwell is an investment advisor representative with Capital Client Group, Inc., and has been active in the financial industry since June 2000. Christopher has a Series 63, Series 65, and Series 26 licenses and is registered with FINRA as well as the states of California, Indiana, Illinois, and Michigan. Christopher's current affiliations include Capital Client Group, Inc., and American Funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/23/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 08/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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