Unclaimed
Christopher Conmy is a financial advisor who has been in the industry for over 14 years. Christopher is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative (IAR). Christopher works at CWM, LLC where they provide investment advisory services to individual and institutional clients. Christopher holds a Series 7 and Series 66 license. Their previous affiliations include Cetera Advisor Networks LLC, LPL Financial LLC, and AUSDAL Financial Partners, INC. Christopher has a wealth of experience in providing financial planning and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
IL
03/10/2023 - Present
CWM, LLC (Palatine IL)
IL
08/15/2017 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (PALATINE IL)
IL
12/03/2014 - 08/28/2017
LPL FINANCIAL LLC (OAK PARK IL)
IL
06/30/2010 - 12/04/2014
AUSDAL FINANCIAL PARTNERS, INC. (OAK PARK IL)
IL
09/08/2009 - 07/12/2010
LPL FINANCIAL CORPORATION (OAK PARK IL)
IL
04/14/2009 - 09/16/2009
WATERSTONE FINANCIAL GROUP, INC. (PALATINE IL)
BOTH
Issued 05/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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