Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Colby is an investment advisor representative with Equity Services, Inc.. Christopher Colby has been in the securities industry since 2007. Christopher Colby has a Series 6, Series 7, Series 63 and Series 66 licenses and is registered to provide investment advice in Vermont. Christopher Colby has previously been employed by Ameriprise Financial Services, LLC and Sentinel Financial Services Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
12/22/2020 - Present
Equity Services, Inc. (MONTPELIER VT)
VT
12/06/2018 - 02/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (BARRE VT)
VT
09/23/2005 - 10/27/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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