Unclaimed
Christopher Cice is a financial advisor with Cambridge Investment Research Advisors, Inc. Christopher has been in the financial services industry since 2005. Christopher holds Series 6, 7, 24, 63, and 65 licenses. Christopher has been registered in Pennsylvania and New York. Christopher also has a business interest in Newtown Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
02/02/2022 - Present
Cambridge Investment Research Advisors, Inc. (NEWTON PA)
PA
10/06/2010 - 01/12/2012
MORGAN STANLEY SMITH BARNEY (NEWTOWN PA)
PA
01/23/2007 - 10/14/2010
LINCOLN FINANCIAL SECURITIES CORPORATION (NEWTOWN PA)
PA
10/21/2005 - 01/05/2007
ALLSTATE FINANCIAL SERVICES, LLC (DOYLESTOWN PA)
IA
Issued 04/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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